California’s broker registry began as a transparency measure and became an enforcement funnel. Since the Delete Act handed it to the CPPA, registration is the agency’s easiest case type: the obligation is binary, the evidence is public, and the penalty accrues daily. The registry also now defines who must obey the DROP, so the classification question, are we a broker?, has stopped being academic.
| Provision | Civ. Code 1798.99.80 et seq. |
|---|---|
| Deadline | Annual registration by January 31 |
| Penalty | $200/day unregistered + fees |
| Regulator | CPPA (registry public) |
| Statute | 1798.99.80 et seq. |
The classification analysis
Work through the elements against each revenue stream, not the company as a whole. A SaaS business with a direct customer base is not a broker for its core product, but becomes one for a side business selling enriched firmographic-plus-contact datasets. The no-direct-relationship element is the pivot: data about your own users is out; data about people who never interacted with you is in. Document the analysis, the CPPA asks for it when marketing copy (“400M consumer profiles”) contradicts a non-registration position.
Multistate stacking
Vermont’s registry (2018) started the model; Texas (SB 2105, 2023) and Oregon (HB 2052, 2023) followed with their own definitions and portals. Differences worth noting: Texas requires a comprehensive security program and posts its registry through the Secretary of State; Oregon’s definition sweeps in licensing arrangements explicitly; Vermont’s disclosures focus on opt-out practices and breaches. A national filing calendar with per-state definition mapping is standard practice; California’s Delete Act architecture is the engineering superset that satisfies the rest.
Beyond the filing
Registered brokers remain fully subject to the CCPA (notices, DSARs, opt-outs), face the CPPA’s stated priority on broker practices, and should treat the 2026 DROP deadline as a systems project with a year of lead time. Companies unsure whether their data-sharing patterns edge into brokering can start with the factual record: a free scan maps what flows out of your properties and to whom.